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File association
Results: 2003

#	Item
361	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]March 2, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change S Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 07:52:51 United States Securities and Exchange Commission 73rd United States Congress United States Financial economics Chicago Stock Exchange Securities Exchange Act Consolidated Tape Association Regulation NMS NASDAQ Self-regulatory organizations United States securities law Economy of the United States
362	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]February 26, 2015 Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Proposed National Market System Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 11:03:14 Investment NYSE Euronext Chicago Stock Exchange Committee on Capital Markets Regulation NASDAQ OMX Group CA Technologies Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission American International Group Financial economics Financial markets Economy of the United States
363	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]February 18, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 07:22:40 Financial system Direct Edge Consolidated Tape Association BATS Global Markets Market data Futures contract Bat Securities Exchange Act U.S. Securities and Exchange Commission Financial markets Financial economics Investment
364	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]February 17, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-17 15:58:11 Finance Stock market Direct Edge Consolidated Tape Association Securities Exchange Act Market data BATS Global Markets Day trading Futures contract Financial markets Financial economics Investment
365	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]February 26, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Amendmen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 07:52:59 Financial system United States securities law Municipal Securities Rulemaking Board Bonds U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Financial adviser Registered Investment Advisor Financial economics Self-regulatory organizations Finance
366	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 18, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 07:16:42 Financial system Direct Edge Consolidated Tape Association Securities Exchange Act Market data BATS Global Markets Day trading Futures contract U.S. Securities and Exchange Commission Financial markets Financial economics Investment
367	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 20, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings to Deter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 10:07:23 Finance Financial system Financial Industry Regulatory Authority Securities research Financial analyst Investment banking U.S. Securities and Exchange Commission Securities Exchange Act Securities Industry and Financial Markets Association Financial economics United States securities law Securities
368	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA[removed]February 12, 2015 Consolidated Tape Association; Order Approving the Nineteenth Substantive Amendment to the Second Restatement of the Co Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-17 10:25:51 Economy of the United States Financial economics Investment 73rd United States Congress United States Securities and Exchange Commission Consolidated Tape Association Securities Exchange Act National market system plan Financial Industry Regulatory Authority Self-regulatory organizations United States securities law Financial markets
369	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]February 12, 2015 Joint Industry Plan; Order Approving Amendment No. 34 to the Joint Self-Regulatory Organization Plan Governing the Collection Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-17 10:27:12 United States securities law Financial economics Investment Computer networking Consolidated Tape Association NASDAQ Securities Exchange Act Financial Industry Regulatory Authority Direct Edge Self-regulatory organizations Economy of the United States Financial markets
370	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]February 18, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 07:18:17 Financial system Direct Edge BATS Global Markets Consolidated Tape Association Market data Securities Exchange Act Futures contract U.S. Securities and Exchange Commission Bat Financial markets Financial economics Investment

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